Compliance Reports: Gramm-Leach-Bliley Act (GLBA)

Document created by RSA Information Design and Development on May 25, 2016Last modified by RSA Information Design and Development on Nov 15, 2018
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The Gramm-Leach-Bliley Act (GLBA) requires companies defined under the law as “financial institutions” to ensure the security and confidentiality of this type of information. As part of its implementation of GLBA, the Federal Trade Commission (FTC) issued the Safeguards Rule, which requires financial institutions under FTC jurisdiction to have measures in place to keep customer information secure.

Dependencies

The GLBA compliance reports have the following dependencies.

               
SA RulesApp Rules

Accounts Created

Accounts Deleted

Accounts Modified

Group Management

Change in Audit Settings

Antivirus Signature Update

Encryption Failures

Inbound Network Traffic

Outbound Network Traffic

Password Changes

Password Changes Summary

User Access Revoked

Successful Remote Access Details

Successful Remote Access Summary

Failed Remote Access Details

Failed Remote Access Summary

Successful Use of Encryption

account:created

account:deleted

account:modified

account:group-management

alm:inbound-network-traffic

account:logon-failure

alm:outbound-network-traffic

account:password-change

config:change-audit-setting

av:signature-update

encryption:failures

access:user-access-revoked

encryption:success

access:remote-failure

access:remote-success

Citations

The GLBA reports have the following Citations.

                                                                                                       
Report RuleCitation NumberCitation Description
Account ManagementGLBA 15 USC, Subchapter I, 6801 (b) (2)Financial institutions safeguards
Accounts CreatedGLBA 15 USC, Subchapter I, 6801 (b) (2)Financial institutions safeguards
Accounts DeletedGLBA 15 USC, Subchapter I, 6801 (b) (2)Financial institutions safeguards
Accounts ModifiedGLBA 15 USC, Subchapter I, 6801 (b) (2)Financial institutions safeguards
Antivirus Signature UpdateGLBA 15 USC, Subchapter I, 6801 (b) (2)Financial institutions safeguards
Change in Audit SettingsGLBA 15 USC, Subchapter I, 6801 (b) (2)Financial institutions safeguards
Encryption FailuresGLBA 15 USC, Subchapter I, 6801 (b) (2)Financial institutions safeguards
Failed Remote Access - DetailGLBA 15 USC, Subchapter I, 6801 (b) (2)Financial institutions safeguards
Failed Remote  Access - Top 25GLBA 15 USC, Subchapter I, 6801 (b) (2)Financial institutions safeguards
Group ManagementGLBA 15 USC, Subchapter I, 6801 (b) (2)Financial institutions safeguards
Inbound Network Traffic - Top 25GLBA 15 USC, Subchapter I, 6801 (b) (2)Financial institutions safeguards
Password Changes - DetailGLBA 15 USC, Subchapter I, 6801 (b) (2)Financial institutions safeguards
Password Changes - Top 25GLBA 15 USC, Subchapter I, 6801 (b) (2)Financial institutions safeguards
Successful Remote Access - DetailGLBA 15 USC, Subchapter I, 6801 (b) (2)Financial institutions safeguards
Successful Remote Access - Top 25GLBA 15 USC, Subchapter I, 6801 (b) (2)Financial institutions safeguards
Successful Use of EncryptionGLBA 15 USC, Subchapter I, 6801 (b) (2)Financial institutions safeguards
Outbound Network Traffic - Top 25GLBA 15 USC, Subchapter I, 6801 (b) (2)Financial institutions safeguards
User Access RevokedGLBA 15 USC, Subchapter I, 6801 (b) (2)Financial institutions safeguards
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