RSA Archer Regulatory and Corporate Compliance Use Cases Deep Dive

Document created by Elizabeth Maloney Employee on Sep 26, 2016Last modified by Connor Mccarthy on Nov 30, 2017
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OnDemandLabDetails

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In order to register for a class, you need to first create an EMC account
If you need further assistance, contact us

 

Summary

The RSA Archer Regulatory and Corporate Compliance Use Cases Deep Dive ondemand lab provides a closer look at five use cases:

  • Issues Management
  • Policy Program Management
  • Corporate Obligations Management
  • Controls Assurance
  • Program Management
  • Controls Monitoring
  • Program Management

 

Overview

This self-paced on-demand lab is part of a series that offers a deeper look into specific use cases within the RSA Archer GRC product. The use cases within the Regulatory and Corporate Compliance solution area include: Issues Management, Policy Program Management, Corporate Obligations Management, Controls Assurance Program Management, and an overarching Controls Monitoring Program Management use case that ties everything together. Many of these use cases build on each other to help provide organizations with a quick win and faster return on investment as their processes mature. 

 

Within this on-demand lab, students will have the opportunity to view demo videos, review documentation, and observe a sample design session that gives the viewer some insight into things that should be considered prior to implementing a Regulatory and Corporate Compliance solution. 

 

Lab exercises provide students with the ability to practice what they have learned. To maximize the value of your learning experience, this course also includes access to RSA University’s virtual environment.

 

Audience

RSA Archer Partners, RSA customer support, and Professional Services.

 

Delivery Type

On-Demand Lab

 

Duration

Estimated time to complete is 5 to 6 hours. Exact time required to complete all lab exercises will vary based on the existing Archer experience level of each learner.

 

Note: RSA University’s virtual lab environment is provided for 10 hours of overall practice time over a 14-day period.

 

Accessing the Lab Environment

Lab exercises are performed in the RSA University virtual lab environment. The downloadable Lab Guide provides detailed instructions on access the environment.

 

For more information please view the document Access RSA University Virtual Labs – available on the RSA University site:RSA University Content

 

Prerequisite Knowledge/Skills 

RSA Archer Solutions Overview and knowledge about the GRC industry.
RSA Archer Solutions Area: Regulatory and Corporate Compliance.
Also recommended: RSA Archer Platform Fundamentals for Business Users OR
RSA Archer Reporting & Navigation.

 

Learning Objectives

Upon completion of this training, the learner should be able to do the following for the use cases within the Regulatory and Corporate Compliance solution area:

  • Explain the business purpose of each use case
  • Define the individual Archer Components that make up each use case
  • Navigate the components that make up each use case
  • Complete common actions performed within each use case
  • If applicable, engage others in dialog needed to clarify implementation needs of each use case
  • Navigating the components that make up each use case
  • Completing common actions performed within each use case
  • Clarifying implementation needs of each use case

 

Course Outline

  • Issues Management unit includes:
    • Documentation
    • Demo Video
    • Sample Design Session
    • Knowledge Check

 

  • Issues Management lab – includes practice in managing:
    • Findings
    • Remediation Plans
    • Exception Requests

 

  • Policy Program Management, unit includes:
    • Documentation
    • Demo Video
    • Sample Design Session
    • Knowledge Check

 

  • Policy Program Management lab – includes practice in:
    • Managing corporate policies in a consistent format
    • Reviewing exception requests

 

  • Corporate Obligations Management unit includes:
    • Documentation
    • Demo Video
    • Sample Design Session
    • Knowledge Check

 

  • Corporate Obligations Management lab – includes practice in:
    • Adding a regulatory Intelligence item
    • Creating a Regulatory Intelligence Review
    • Adding and responding to a Policy Change Request

 

  • Controls Assurance unit includes:
    • Documentation
    • Demo Video
    • Sample Design Session
    • Knowledge Check

 

  • Controls Assurance lab – includes practice in:
    • Documenting assets and prioritizing related controls
    • Performing control testing:
    • Design tests
    • Operating tests
    • Control self-assessments
    • Addressing gaps found during testing

 

  • Controls Monitoring Program Management unit includes:
    • Documentation
    • Demo Video
    • Sample Design Session
    • Knowledge Check

 

  • Controls Monitoring Program Management lab – includes practice in:
    • Reporting and reviewing an ethics violation
    • Auditing general ledger accounts
    • Completing Financial Close Checklists
    • Certifying Financial Reports

 

  • Final Assessment over all use cases is available to test your knowledge.

 

An additional on-demand lab set of documents echoes the Sample Design Session video
showcased in the materials of this course, and provides an opportunity for the learner to
experiment implementing the sample company’s design.

OnDemandLabDetails

Register

 

 

 

In order to register for a class, you need to first create an EMC account
If you need further assistance, contact us

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